In construction, a submittal is a sample or document describing the contractor’s plans. It could be material specifications, product details, or structural drawings. The constructor guides the engineers or architects regarding customers’ expectations, design intent, and safety measures. Join us in understanding what a submittal is in commercial construction.
US Construction Company has developed a strong network of professionals, suppliers, and subcontractors who communicate well to get reliable results. If a constructor provides a comprehensive submittal to each team member, the chances of costly errors, rework, and delays are reduced.
What is a Construction Submittal?
It is a formal document that contains specifications, drawings and samples of what the contractor wants from a vendor, designer, or mason. If a contractor wants a specific composition of concrete floor, he will forward a submittal on concrete mixture design to a subcontractor, who will deliver materials accordingly. It could be used as a quality assurance checkpoint, provided early to all team members to stay within these criteria.
Difference Between Submittals, RFIs, and Shop Drawings
| Submittals | It covers the technical details, materials specifications, product samples, and certifications. It explains which type of work, material, equipment, and design the contractor wants from the subcontractor. |
| Requests for Information | RFIs are special requests to provide certain information when the final contract lacks details. They are clarification documents that are inquired about before starting operations. |
| Shop Drawings | They are detailed drawings of the project submitted by contractors. They include 3D imaging of all physical parts they prepared and installed during construction. |
Who is Involved
In fact, this document is for improved communication and collaborations, so the main stakeholders are the possible participants:
- General Contractors: Who prepare and communicate submittals to concerned personnel.
- Subcontractors and Suppliers: They are requested to provide technical details about the sample.
- Architects and Engineers: Asked for review and final approval.
- Owners or Project Managers: Understand the specifications, feasibility, compliance codes, and grant final approvals.
Types of Construction Submittals
The type and nature of the submittal vary significantly in the construction business. They are classified based on the specific purpose for which they are crafted and circulated. However, the prime focus of each type is to meet the quality standards.
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Product Data Submittals
Contractors develop product data submittals when they need particular technical details in their materials or electronic appliances. These cover technical sheets and manufacturer specifications for that specific equipment or product.
For example, HVAC units need up-to-the-mark performance compliance and insulation R-value. Similarly, lighting systems have different needs and specifications.
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Shop Drawings
Contractors or fabricators prepare these 3D models of the design factors. They are crafted to check the practicality of the drawing details, dimensions, and actual world installation security. It will tell us how the structure will be assembled and performed.
An example is the connection points of a steel framework or the imaging of mechanical piping used in a sewage system.
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Material Samples and Mock-ups
A written explanation documents the exteriors’ texture, finishing, color, and quality, such as walls, roofs, and flooring. This submittal enables the designers or property owner to select the aesthetics and durability of fixtures before installation. The design of facades and other high-priced items is finalized in mock-ups.
The examples are ceramic tile samples, concrete design, paint swatches, and curtain layouts. Houston commercial contractors pay attention to mock-up submittals for outstanding final finishing.
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Closeout Submittals
This submittal enables the developers and contractors to foresee the project’s usability. It will explain each design feature regarding warranty, operational, and maintenance details. Audit reports verify the quality of structures.
Fire safety systems have their closeout submittal, including their installations, technical specifications, manufacturer-provided manuals, and warranty cards.
Step-by-Step Process of Construction Submittal
Time is the most sensitive and precious factor in construction, so professionals value timely execution. A comprehensive submittal is essential to getting approval and maintaining work tenure. Here, we briefly explain the common steps of submittal in commercial construction.
Step 1: Contractor Preparation and Submission
The general contractors coordinate with subcontractors and vendors to get materials specifications in submittal documents. They verify the provided specifications with the given contract requirements for compliance. Reliable companies always maintain a good record of submittals for validations and to track progress.
Step 2: Design Team Review and Approval
The concerned team members carefully check the quality standards of the provided submittal and verify its practical use. The designer and architects approve or reject this document and request necessary improvements.
Step 3: Revision Cycles and Communication
If the professionals need more details or specifications, they collaborate promptly to reach the final solutions. Common contributors are designers, material suppliers, vendors, and contractors. Nowadays, digital platforms, such as Procore, Autodesk Build, or Bluebeam Studio, improve the speed and accuracy of the submission process.
Step 4: Final Approval and Project Execution
A verified and approved submittal is an authorized document that should be followed for the purchasing and installation phase. Contractors follow the instructions to meet the suggested data and approved drawings.
Role of Submittals in Quality Control and Risk Management
Construction submittals are the reference values that contractors follow to deliver quality-assured results and mitigate possible risk factors. Professionals took them as a bridge that covers the gaps between projected ideas and actual world results.
Material Compliance
They attest that each assembly, substance, and component employed satisfies operational, structural, and aesthetic requirements. The architectural team guarantees conformity to regulations, strength, and operating integrity.
Houston commercial contracting company cross-tests the manufacturer-provided data and certificates before purchase. This preliminary approval restricts low-quality supplies, which could result in expensive replacements or safety problems.
Identify Design Issues
The submittal review process enables the professionals to monitor inconsistencies or design conflicts. They scrutinize the materials that complement dimensions and reduce standards violations. These strategic approaches control the chances of delays and cost overruns.
Legal and Contractual Protection
Construction companies keep the documentation of signed contracts and submittals as legal evidence of conformity. This official record shows that they follow the codes and agreed-upon quality specifications. In case of lawsuits, submittals can be showcased as a compliance record and communication trails.
Digital Submittals and Construction Project Management
With digitalization, the trends and procedures of submittal preparation, execution, and record-keeping have also transformed. Electronic media have taken control of heavy paperwork for more transparency and timely coordination.
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Streamline the Submittal Process
Procore, Newforma, Autodesk Build, and Bluebeam Studio support programs regulate the submittal process in an auto-generated protocol. The developers and constructors experience minimal manual procedural lags and administrative setbacks. They upload the submittal online and tag the concerned authorities for review and approval.
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Real-Time Tracking
Cloud-based systems keep all the participants engaged and updated with the recent amendments. Without human involvement, the submittal process’s accuracy and schedule adherence improved.
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Integration with BIM
When automatic submittal tracking tools are interconnected with Building Information Modelling (BIM), the workflow is enhanced. Suppliers and designers can analyze their material specifications and compatibility directly with 3D construction models.
Common Challenges in the Submittal Process
If the general contracting company neglects the worth and importance of submittal, it could significantly impact the overall success of commercial developments. The most frequent concerns are bad communication channels and inadequate documentation.
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Incomplete Submissions
Defective or delayed submittals may disrupt development and purchasing processes. This could result from poor coordination with manufacturers and suppliers to obtain technical data. When project timelines are missed, payment release from property owners will be impacted.
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Miscommunication
Confusion among consultants, developers, and managers might result in contradictory approvals or several adjustments to the submittal document. In construction, the miscommunications among staff and concerned parties reduce work precision. Moreover, bad administrative gestures reduce the customer’s trust in your company.
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Lack of Review Timelines
Slowdowns in architectural team certifications arise when operational dates are not explicitly specified in the submittal document. Conflicts over accountability will waste labor time and halt the purchasing process.
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Errors in Documentation
The competent and experienced personnel should execute the submittal preparation procedure. Otherwise, it lacks essential information, outdated data, and obsolete product descriptions. The rejections and repeated procedural time impact team performance and overall project timelines.
Best Practices to Improve Submittal Efficiency
Contractors can improve staff coordination and productivity with precise and authorized documentation control. Here, we suggest essential measures to reduce the inconvenience of submitting the submittal for installation.
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Clear Submittal Logs
At the beginning of the work, create a thorough submittal logbook. It should precisely record the specifications, accountable stakeholders, and expected approval time. Integrate it with project management systems for transparency and immediate accessibility.
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Standardized Formats
Involve approved formats and address the concerned professional or team for a direct and timely response. The standard format/template is CSI MasterFormat and adheres to AIA guidelines to streamline the processes.
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Engagement with Suppliers
Actively participate with renowned market suppliers and dealers to get precise technical data sheets. They will have an in-depth understanding and research on valuable alternatives and modifications in design features. This collaborative environment enhances the technical accuracy of submittals.
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Regular Coordination
Try to arrange person-to-person meetings and discussions for effective and speedy outcomes. The digital platforms and automatic control of generating reminders and tracking improve productivity.
Houston Commercial Contractor Near Me
In commercial construction, there is no chance of non-conformity and low-quality structures. Submittals are responsible for meeting quality standards and mitigating future risk factors. These checkpoints define each material, equipment, or system’s specifications. Contact US Construction Company, Houston’s affordable general contractor, for a commercial development project that meets safety standards.
FAQs
Q 1. What is the primary focus of construction submittals?
The contractor sends submittals to suppliers and designers describing the specifications and details they want. These sample or standard codes require the material suppliers, product manufacturers, artisans, and other manufacturers to follow this code.
Q 2. Who is accountable for the submittal procedures?
The contractor who signed the contract with the property owner developed the submission to all stakeholders about their product and services. All teams should be informed about it. The communication platforms are used for timely results. The responsible body is nominated in the submittal and asked to report review within a given time.
Q 3. How much time is taken in a submittal review and final approval?
The official time is 7 to 30 days, but the timeline can be changed according to the nature and complexity of this process—effective coordination and communication speed up the procedures.
Q 4. Does the digitalization of the construction business impact the submittal procedures?
Automated tools like Procore, Autodesk Build, and Bluebeam Studio speed up the tracking, review, and approvals of submittals. Moreover, the chances of human errors are reduced.

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